Enhanced Service Offerings

  • Advisor Contact Information Database
  • Document Electronic Imaging, Archival & Workflow
  • Alternative Products & Note Processing
  • Subscription Agreement Collection & Tracking
  • External Auditor Co-ordination
  • Registered Plan Trustee Reporting
  • Anti-Money Laundering Reporting
  • Terrorist Watch-List Reporting
  • Product Development & Packaging Consultation
  • Offering Document Drafting & Regulatory Filing Assistance
  • IIROC Broker "Investment Risk Committee" Product Approval Assistance